Orical’s Broker-Dealer, hands-on practice is predicated on providing sensible solutions that are results-oriented, efficient, and industry savvy.

Completing the application to obtain state and federal broker-dealer registration and FINRA membership can be an expensive, time-consuming process, especially for those with little or no experience with the application process.

Professionals at Orical have experience successfully assisting firms through this process. Our goal is to make the application process as efficient, fluid, and predictable as possible. For this reason, affordable flat-rate application fees may be negotiated based on a client’s specific needs and the complexity of their application.