Reliance Hub LLC Updates - June 2013 Publication

 

Reliance Hub’s RIA Compliance Calendar is an interactive Compliance Calendar that provides information on certain standard SEC, CFTC and securities filings requirements that are typically applicable to SEC-registered private fund managers. Also included on the Calendar is a suggested compliance task schedule, which may be augmented and revised by you to match your firm’s particular compliance schedule. Reliance Hub’s Compliance Calendar is being released publicly for the first time as part of the Reliance Hub’s continuing efforts to improve private fund compliance programs and thereby to help restore the public image of the private fund industry in general. If you have questions regarding the Reliance Hub’s RIA Compliance Calendar, would like other items to be included on the Calendar, or wish to obtain the password to fully view the Calendar, please contact Reliance Hub LLC at (212) 705-4282 or at info@reliancehub.org.

 

About Reliance Hub LLC:

Reliance Hub LLC, an affiliate of Orical LLP, provides outsourced compliance assistance, compliance software and other non-legal services to investment advisers and broker-dealers. For more information on Reliance Hub and its services, please contact Rom Beneche, Director, at rbeneche@reliancehub.org or (212) 705-4282.

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